Filing Details
- Accession Number:
- 0001225208-15-022045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-10 15:45:42
- Reporting Period:
- 2015-12-08
- Filing Date:
- 2015-12-10
- Accepted Time:
- 2015-12-10 15:45:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855574 | Ameriana Bancorp | ASBI | Savings Institution, Federally Chartered (6035) | 351782688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263232 | J Jerome Gassen | 2118 Bundy Avenue New Castle IN 47362 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-08 | 3,500 | $12.43 | 37,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-08 | 3,500 | $23.11 | 33,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-08 | 3,500 | $0.00 | 3,500 | $12.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-29 | 2015-12-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,229 | Indirect | By 401(k) Plan |
| Common Stock | 1,000 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $11.93 | 2023-09-20 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-09-20 | 5,000 | 5,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.36, inclusive. The reporting person undertakes to provide to Ameriana Bancorp, any security holder of Ameriana Bancorp or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- Stock options vest as follows: 20% vested immediately on the date of the grant, September 20, 2013, and 20% will vest on each of the following four anniversary dates of the grant.
Billionaire Hedge Funds
