Filing Details

Accession Number:
0001547903-15-000166
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-09 17:29:34
Reporting Period:
2015-12-08
Filing Date:
2015-12-09
Accepted Time:
2015-12-09 17:29:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245515 James Ozanne C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2015-12-08 10,000 $7.09 20,000 No 4 P Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share 10,000 Indirect By Susan A. Ozanne Family Trust, of which Mr. Ozanne and his wife are co-trustees and beneficiaries
Class A Common Shares, $0.01 Par Value Per Share 69,298 Direct
Footnotes
  1. The common stock was purchased by Greenrange Partners LLC in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $7.0893. The range of purchase prices on the transaction date was $7.04 to $7.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  2. The common stock was purchased by Greenrange Partners LLC, a venture capital investment company, for which the reporting person serves as principal. As a principal, the reporting person may be deemed to beneficially own the shares of stock held by Greenrange Partners LLC.
  3. Represents 53,267 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 6,031 unvested restricted stock units.