Filing Details

Accession Number:
0000899243-15-009546
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-09 16:06:10
Reporting Period:
2015-12-07
Filing Date:
2015-12-09
Accepted Time:
2015-12-09 16:06:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1544206 Carlyle Gms Finance Inc. NONE () 454727439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608532 Orit Mizrachi 520 Madison Avenue
38Th Floor
New York NY 10022
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-07 47 $19.08 798 No 4 P Direct
Common Stock Acquisiton 2015-12-07 356 $0.00 1,154 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan.