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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-12-08 18:35:12
Reporting Period:
Filing Date:
Accepted Time:
2015-12-08 18:35:12
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388866 Martin Thomas 1201 South Second Street
Milwaukee WI 53204
Sr. Vp Operations & Eng. Svcs. No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-06 2,353 $0.00 20,164 No 4 M Direct
Common Stock Disposition 2015-12-07 3,373 $106.04 16,791 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Disposition 2015-12-06 2,353 $0.00 2,353 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-06 2015-12-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 906 Indirect By Savings Plan
  1. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2015.
  2. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  3. Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2015 to cover taxes due on restricted stock and performance shares that vested on 12/06/2015.
  4. Includes 2,580 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.