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Filing Details

Accession Number:: 0001221432-15-000100
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-08 17:43:52
Reporting Period:: 2015-12-08

Filing Date:: 2015-12-08
Accepted Time:: 2015-12-08 17:43:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299033	Calamos Asset Management Inc.	CLMS	Security Brokers, Dealers & Flotation Companies (6211)	320122554

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248580	Sr P John Calamos	2020 Calamos Court Naperville IL 60563	Chairman, Ceo & Global Co-Cio	Yes	Yes	Yes	No
1307316	Calamos Family Partners, Inc.	2020 Calamos Court Naperville IL 60563		No	No	Yes	No

Transaction Summary

Purchased:	23,557 shares	Avg. Price: $9.26	Total Value: $218,065.54
Number of Shares After Transactions:	3,392,256 shares

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2015-12-08	93,600	$9.19	3,368,699	No	4	D	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	300	$9.16	3,368,999	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	500	$9.17	3,369,499	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	200	$9.19	3,369,699	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	408	$9.20	3,370,107	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	1,400	$9.22	3,371,507	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	2,030	$9.23	3,373,537	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	1,300	$9.24	3,374,837	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	5,547	$9.25	3,380,384	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	3,755	$9.26	3,384,139	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	1,807	$9.27	3,385,946	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	1,600	$9.28	3,387,546	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	2,700	$9.29	3,390,246	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	100	$9.30	3,390,346	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	1,510	$9.31	3,391,856	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	300	$9.33	3,392,156	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-12-08	100	$9.34	3,392,256	No	4	P	Indirect	By Calamos Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	D	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,149,878	Direct
Class A Common Stock	7,586	Indirect	By Spouse

Footnotes

THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSFERS REFLECT THE DISPOSITIONS OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES FROM CALAMOS INVESTMENTS LLC (CILLC) WITH THE INTENT TO HELP MANAGE DILUTION THAT WOULD OTHERWISE OCCUR AS A RESULT OF EQUITY AWARDS VESTING UNDER CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM THAT OCCURRED THROUGH CILLC.
THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT THE PURCHASE OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES BY CALAMOS INVESTMENTS LLC (CILLC) PRIMARILY TO MANAGE DILUTION RESULTING FROM AND POTENTIALLY TO FULFILL THE REQUIREMENTS OF CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM OCCURRING THROUGH CILLC.
Total represents 495,842.9940 shares of Class A Common Stock and 654,035 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).