Filing Details
- Accession Number:
- 0001140361-15-043744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-04 21:20:43
- Reporting Period:
- 2015-11-25
- Filing Date:
- 2015-12-04
- Accepted Time:
- 2015-12-04 21:20:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054102 | Pdi Inc | PDII | Services-Business Services, Nec (7389) | 222919486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532541 | Jr R Gerald Melillo | C/O Pdi Inc., Morris Corporate Center 1, 300 Interpace Parkway Parsippany NJ 07054 | President, Sales Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-25 | 4,262 | $0.78 | 132,686 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-30 | 765 | $0.80 | 131,921 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-01 | 1,748 | $0.77 | 130,173 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 136,948 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $6.63 | 2017-01-30 | 21,478 | 21,478 | Direct | |
| Common Stock | Stock Appreciation Rights | $5.44 | 2018-04-04 | 30,364 | 51,842 | Direct | |
| Common Stock | Stock Appreciation Rights | $5.13 | 2019-02-25 | 57,107 | 108,949 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-30 | 21,478 | 21,478 | Direct |
| 2018-04-04 | 30,364 | 51,842 | Direct |
| 2019-02-25 | 57,107 | 108,949 | Direct |
Footnotes
- Includes 122,484 restricted shares of common stock. The outstanding shares of restricted stock will vest upon the closing of the proposed sale of the Company's CSO segment, if the closing occurs on or before February 28, 2016. If such sale does not close on or before February 28, 2016, Mr. Melillo will forfeit all of his outstanding shares of restricted stock.
- Sales of common stock on the open market.
- Exercisable.
- Stock appreciation rights that are two-thirds vested. The remaining one-third will vest and become exercisable upon the closing of the proposed sale of the Company's CSO segment, if the closing occurs on or before February 28, 2016. If such sale does not close on or before February 28, 2016, Mr. Melillo will forfeit all of his outstanding SARs.
- Stock appreciation rights that are one-third vested. The remaining two-thirds will vest and become exercisable upon the closing of the proposed sale of the Company's CSO segment, if the closing occurs on or before February 28, 2016. If such sale does not close on or before February 28, 2016, Mr. Melillo will forfeit all of his outstanding SARs.
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