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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-12-04 16:55:44
Reporting Period:
Filing Date:
Accepted Time:
2015-12-04 16:55:44
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
109177 Hrg Group Inc. HRG Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 741339132
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365833 M David Maura C/o Hrg Group, Inc.
450 Park Avenue, 29Th Floor
New York NY 10022
Managing Director And Evp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-03 177,500 $4.86 1,465,189 No 4 M Direct
Common Stock Disposition 2015-12-03 177,500 $13.09 1,287,689 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2015-12-03 177,500 $0.00 177,500 $4.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-14 No 4 M Direct
  1. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $13.00 to $13.27. Upon request of the staff of the Securities and Exchange Commission, HRG Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
  2. The original options were issued on February 14, 2012. Such options vest, or have vested, annually in equal installments over a period of four years beginning from October 1, 2011.