Filing Details

Accession Number:
0000892712-15-001119
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-04 12:32:01
Reporting Period:
2015-12-01
Filing Date:
2015-12-04
Accepted Time:
2015-12-04 12:32:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
275119 Baylake Corp BYLK State Commercial Banks (6022) 391268055
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468152 Richard Kenneth Lammersfeld 217 N. 4Th Ave.
Sturgeon Bay WI 54235
Chief Strategy & Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-01 500 $14.25 26 No 4 S Indirect By ESPP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By ESPP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By IRA
Common Stock 6,712 Direct
Restricted Stock Units 792 Direct
Restricted Stock Units 1,585 Direct
Restricted Stock Units 1,438 Direct
Restricted Stock Units 811 Direct
Restricted Stock Units 2,037 Direct
Footnotes
  1. The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  2. The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  3. The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  4. The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  5. The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.