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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-12-04 12:17:58
Reporting Period:
Filing Date:
Accepted Time:
2015-12-04 12:17:58
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248306 R Steven Bromley 2838 Bovaird Drive West
Brampton A6 L7A 0H2
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-12-03 60,000 $4.45 326,015 No 4 M Direct
Common Shares Disposition 2015-12-03 60,000 $7.04 266,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (right to buy) Disposition 2015-12-03 60,000 $0.00 60,000 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-12 2016-05-12 No 4 M Direct
  1. Includes 2,269 shares acquired under the STKL stock purchase plan in June, September and December 2015.