Filing Details

Accession Number:
0001209191-15-083294
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-03 17:17:03
Reporting Period:
2015-12-01
Filing Date:
2015-12-03
Accepted Time:
2015-12-03 17:17:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405277 Constant Contact Inc. CTCT Services-Direct Mail Advertising Services (7331) 043285398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1412649 Ellen Brezniak C/O Constant Contact, Inc.,
1601 Trapelo Road
Waltham MA 02451
Svp, Customer Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-01 5,000 $2.68 17,219 No 4 M Direct
Common Stock Disposition 2015-12-01 5,000 $31.32 12,219 No 4 S Direct
Common Stock Acquisiton 2015-12-02 1,370 $0.00 13,589 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-12-01 5,000 $0.00 5,000 $2.68
Common Stock Restricted Stock Units Disposition 2015-12-02 1,123 $0.00 1,123 $0.00
Common Stock Restricted Stock Units Disposition 2015-12-02 1,370 $0.00 1,370 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,391 2016-09-20 No 4 M Direct
8,849 No 4 F Direct
7,479 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
  2. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  3. 25% of the shares subject to this option vested on September 27, 2007, and an additional 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the share subject to the option became fully vested on September 27, 2010.
  4. 25% of the restricted stock units vested on December 2, 2015, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 2, 2018. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
  5. The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
  6. The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.