Filing Details

Accession Number:
0000899243-15-009193
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-02 19:41:10
Reporting Period:
2015-12-01
Filing Date:
2015-12-02
Accepted Time:
2015-12-02 19:41:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478121 Pfenex Inc. PFNX Pharmaceutical Preparations (2834) 271356759
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612846 Jr. W. Henry Talbot Co Pfenex Inc, 10790 Roselle Street
San Diego CA 92121
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-01 2,000 $15.08 118,678 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 2,000 shares sold in the price range of $15.00 to $15.56 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer of security holder of the issuer, full information regarding the number of shares sold at separate price.
  2. Includes 688 shares acquired under the PFNX employee stock purchase plan on February 17, 2015 and 700 shares acquired under the PFNX employee stock purchase plan on August 17, 2015.