Filing Details

Accession Number:
0001104659-15-082326
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-01 21:32:46
Reporting Period:
2015-11-27
Filing Date:
2015-12-01
Accepted Time:
2015-12-01 21:32:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1176948 Ares Management Lp ARES Investment Advice (6282) 954656677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304465 Bennett Rosenthal 2000 Avenue Of The Stars
12Th Floor
Los Angeles CA 90067
Co-Founder & Partner Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2015-11-27 5,993 $14.15 109,645 No 4 P Indirect By The Bennett and Allison Rosenthal Family Trust Dtd 4/29/11
Common Units Acquisiton 2015-12-01 7,329 $14.14 116,974 No 4 P Indirect By The Bennett and Allison Rosenthal Family Trust Dtd 4/29/11
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By The Bennett and Allison Rosenthal Family Trust Dtd 4/29/11
No 4 P Indirect By The Bennett and Allison Rosenthal Family Trust Dtd 4/29/11
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 3,355,052 Indirect By Ares Owners Holdings L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.10 to $14.20, inclusive. The Reporting Person undertakes to provide Ares Management, L.P., any security holder of Ares Management, L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. In addition to Common Units, the Reporting Person owns 10,421,596 Ares Operating Group Units, which are exchangeable for Common Units on a one-for-one basis (subject to the terms of an exchange agreement)
  3. The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the common units representing limited partner interests (the "Common Units") of the Issuer. The Common Units indirectly held by the reporting person or the vehicle are the number of Common Units that he or the vehicle has a right to receive as a limited partner in AOH.