Filing Details

Accession Number:
0001195734-15-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-30 18:37:47
Reporting Period:
2015-11-25
Filing Date:
2015-11-30
Accepted Time:
2015-11-30 18:37:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB Retail-Eating Places (5812) 364466837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587657 B John Morlock 111 N. Canal
Suite 850
Chicago IL 60606
Svp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-25 10,000 $9.60 10,000 No 4 M Direct
Common Stock Disposition 2015-11-25 10,000 $12.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-11-25 10,000 $0.00 10,000 $9.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,732 2022-12-03 No 4 M Direct
Footnotes
  1. These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.