Home > Insider Trading > Filing (0000091142-15-000045)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1532645	K Patricia Ackerman	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Vp, Investor Relations & Treas	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-11-30	1,067	$22.99	1,915	No	4	M	Direct
Common Stock	Acquisiton	2015-11-30	2,267	$34.92	4,182	No	4	M	Direct
Common Stock	Disposition	2015-11-30	3,334	$80.69	848	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2015-11-30	1,067	$0.00	1,067	$22.99
Common Stock	Employee Stock Options (Right to Buy	Disposition	2015-11-30	2,267	$0.00	2,267	$34.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,320		2022-02-13	No	4	M	Direct
7,053		2023-02-11	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			0	8,394	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	8,394	Direct

Footnotes

The employee stock options wre granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.
The employee stock options wre granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/11/2014.
The Restricted Stock Units that Patricia K. Ackerman has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 42 Restricted Stock Units.