Filing Details

Accession Number:
0001391609-15-000290
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-25 16:42:05
Reporting Period:
2015-11-24
Filing Date:
2015-11-25
Accepted Time:
2015-11-25 16:42:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878932 Equus Total Return Inc. EQS () 760345915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1045341 L Robert Knauss 700 Louisiana Street
48Th Floor
Houston TX 77002
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-24 9,000 $1.54 60,670 No 5 P Direct
Common Stock Disposition 2015-11-24 1,000 $1.54 61,670 No 5 P Direct
Common Stock Disposition 2015-11-25 9,000 $1.55 70,670 No 5 P Direct
Common Stock Disposition 2015-11-25 1,000 $1.55 71,670 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct