Filing Details

Accession Number:
0001209191-15-082200
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-25 14:25:41
Reporting Period:
2015-11-25
Filing Date:
2015-11-25
Accepted Time:
2015-11-25 14:25:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR Pharmaceutical Preparations (2834) 201622502
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291972 Jr Edgardo Baracchini C/O Xencor, Inc.
111 West Lemon Avenue
Monrovia CA 91016
Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-25 2,500 $0.59 2,500 No 4 M Direct
Common Stock Disposition 2015-11-25 2,500 $15.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-11-25 2,500 $0.00 2,500 $0.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
173,171 2020-01-17 No 4 M Direct
Footnotes
  1. Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 13, 2015.
  2. 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.