Filing Details

Accession Number:
0001140361-15-042644
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-23 18:44:07
Reporting Period:
2015-11-20
Filing Date:
2015-11-23
Accepted Time:
2015-11-23 18:44:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631632 M. Douglas Kelley C/O Capital Southwest Corporation
5400 Lyndon B. Johnson Fwy, Suite 1300
Dallas TX 75240
Sr. Vp & Managing Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-20 7,000 $14.28 38,014 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 24,000 shares of restricted stock that will vest in four equal annual installments beginning 11/10/16.