Filing Details

Accession Number:
0001209191-15-081848
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-23 18:04:55
Reporting Period:
2015-11-20
Filing Date:
2015-11-23
Accepted Time:
2015-11-23 18:04:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1130221 L James Anderson 4375 Via Serena
Bonsall CA 92003
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-08-14 96 $39.09 37,409 No 4 A Direct
Common Shares Acquisiton 2015-09-01 9 $36.95 37,418 No 4 A Direct
Common Shares Acquisiton 2015-11-16 92 $40.79 37,510 No 4 A Direct
Common Shares Disposition 2015-11-20 200 $41.08 37,710 No 4 S Direct
Common Shares Disposition 2015-11-20 300 $41.09 38,010 No 4 S Direct
Common Shares Disposition 2015-11-20 100 $41.12 38,110 No 4 S Direct
Common Shares Disposition 2015-11-20 101 $41.15 38,211 No 4 S Direct
Common Shares Disposition 2015-11-20 1,399 $41.17 39,610 No 4 S Direct
Common Shares Disposition 2015-11-20 2,900 $41.14 42,510 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. DER units credited on 8/14/2015 as dividend at FMV
  2. DER units credited on 9/1/2015 as dividend at FMV
  3. DER units credited on 11/16/2015 as dividend at FMV