Filing Details
- Accession Number:
- 0001209191-15-081827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-23 17:32:20
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-23
- Accepted Time:
- 2015-11-23 17:32:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 141896129 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478343 | Madhukar Reddy | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | Vp, Central Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock (Par Value $0.0001) | Disposition | 2015-11-19 | 43,054 | $16.26 | 99,624 | No | 4 | S | Direct | |
| Class A Common Stock (Par Value $0.0001) | Acquisiton | 2015-11-20 | 2,003 | $0.00 | 104,957 | No | 4 | M | Direct | |
| Class A Common Stock (Par Value $0.0001) | Disposition | 2015-11-20 | 2,003 | $16.59 | 102,954 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock (Par Value $0.0001) | Restricted Stock Units | Disposition | 2015-11-20 | 665 | $0.00 | 665 | $0.00 |
| Class A Common Stock (Par Value $0.0001) | Restricted Stock Units | Disposition | 2015-11-20 | 1,338 | $0.00 | 1,338 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,698 | 2018-05-20 | No | 4 | M | Direct | |
| 49,875 | 2019-05-20 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 43,054 shares sold in the price range of $16.21 to $16.30 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes 269 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2015.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
- Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.
- Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.
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