Filing Details

Accession Number:
0001019687-15-004293
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-11-20 18:05:49
Reporting Period:
2015-10-01
Filing Date:
2015-11-20
Accepted Time:
2015-11-20 18:05:49
Original Submission Date:
2015-10-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023364 Autobytel Inc ABTL Services-Computer Programming, Data Processing, Etc. (7370) 330711569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641201 Ceiba International Corp 13 Calle 2-60, Zona 10, Edificio Topacio
Guatemala City J8 01010
No No Yes No
1641203 Investment & Development Finance Corp. 13 Calle 2-60, Zona 10,
Edificio Topacio Azul, Of. 1301
Guatemala City, Guatemala J8 01010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-27 708,129 $4.65 1,576,145 No 4 P Indirect Held in name of Auto Holdings Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in name of Auto Holdings Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Series B Preferred Stock- Convertible/non-voting Acquisiton 2015-10-01 9,673 $124.90 96,730 $0.00
Series B Preferred Warrants Acquisiton 2015-10-01 8,535 $17.15 8,535 $184.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,673 2018-10-01 No 4 J Direct
8,535 2018-10-01 2022-10-01 No 4 J Direct
Footnotes
  1. Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
  2. Earliest date of conversion with shareholder approval but also subject to various terms/conditions which may allow for earlier conversion
  3. No expiration date.
  4. The original October 5, 2015 filing is amended to reflect that after the April 27, 2015 transaction, Ceiba International Corp. ("Ceiba") indirectly owned, in addition to the 708,129 shares of ABTL common stock previously reported, an additional 868,016 shares of ABTL common stock. Those additional shares being indirectly owned in the following manner: 95,977 shares held by Investment and Development Finance Corp. ("IDFC"), 4,900 held jointly by Juan Christian Klose Pieters and Margarita Klose, and an additional 767,139 shares held by Auto Holdings.