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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1272550	Root9B Technologies Inc.	RTNB	Services-Management Consulting Services (8742)	200443575

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
831881	A John Catsimatidis	800 Third Avenue Fifth Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-05	220,682	$1.10	993,187	No	4	P	Indirect	United Acquisition Corp.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	United Acquisition Corp.

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock , Par Value $0.001	Warrant (right to purcahse)	Acquisiton	2015-11-05	55,170	$0.00	55,170	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
55,170	2015-11-05	2020-11-05	No	4	P	Indirect

Footnotes

United Acquisition Corp. has completed a Securities Purchase Agreement with the Company, in which United Acquisition has purchased 220,682 shares of common stock at $1.10 per share. Additionally, United Acquisition Corp. was provided 25% warrant coverage, the right to buy 55,170 shares of common stock at a Warrant Exercise Price of $1.50 per share.
As a result of this purchase, 608,187 shares of stock are held by United Acquisition Corp., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner. 10,000 shares of stock are held by United Refining Inc., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner. John Catsimatidis directly owns 375,000 shares.