Filing Details

Accession Number:
0001019361-15-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-19 15:19:22
Reporting Period:
2015-11-19
Filing Date:
2015-11-19
Accepted Time:
2015-11-19 15:19:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019361 Rofin Sinar Technologies Inc RSTI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 383306461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270552 Peter Wirth Rofin-Sinar, Inc. -Lager Lmbh
Berze Liusstrabe 83, D-22113
Hamberg Germany 2M 00000
Chairman Of The Board Rsti Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Rsti Acquisiton 2015-11-19 80,000 $26.05 92,600 No 4 M Direct
Common Stock - Rsti Disposition 2015-11-19 80,000 $28.04 12,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2015-11-19 80,000 $26.05 80,000 $26.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-03-16 2016-03-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Rsti 6,500 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock - Rsti Employee Stock Option Right to Buy $28.50 2008-03-15 2017-03-15 0 20,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $40.20 2009-03-19 2018-03-19 0 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-15 0 20,000 Direct
2018-03-19 0 5,000 Direct
Footnotes
  1. Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day. Shares were sold at an average price of $28.0384 with the high being $28.65 and the low being $28.00 (on a block trade at $28.00).
  2. Value represents the exercise price of the shares granted under the Plan.
  3. Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  4. No transaction being reported at this time - only reporting holdings as of this date.
  5. Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.