Filing Details

Accession Number:
0001144204-15-066928
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-19 14:37:38
Reporting Period:
2015-11-18
Filing Date:
2015-11-19
Accepted Time:
2015-11-19 14:37:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293310 Kalobios Pharmaceuticals Inc KBIO Pharmaceutical Preparations (2834) 770557236
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658549 Anthion Partners Ii Llc 379 West Broadway
New York NY 10012
No No Yes No
1658843 David Moradi 379 West Broadway
New York NY 10021
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-18 150,000 $2.13 574,800 No 4 P Direct
Common Stock Acquisiton 2015-11-18 150,000 $2.13 574,800 No 4 P Indirect Through Anthion Partners II LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Through Anthion Partners II LLC
Footnotes
  1. The prices reported in Column 4 are weighted average prices. Anthion Partners II LLC, on behalf of David Moradi, the Managing Member of Anthion Partners II LLC, purchased 150,000 shares in multiple transactions at prices ranging from $1.99 to $2.37, inclusive. The reporting persons undertake to provide to Kalobios Pharmaceuticals, Inc., any security holder of Kalobios Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The securities reported herein are owned directly by Anthion Partners II LLC and indirectly by David Moradi, the Managing Member of Anthion Partners II LLC. Both Anthion Partners II LLC and David Moradi are members of a "group" (with other persons) for purposes of Section 13(d) of the Securities Exchange Act of 1934. There is no voting or ownership agreement amongst the group members and the other members of the group do not have a pecuniary interest in the shares reported herein. Correspondingly, neither Anthion nor Mr. Moradi have a pecuniary interest in the shares owned by the other members of the group.