Filing Details

Accession Number:
0001575622-15-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-18 16:58:55
Reporting Period:
2015-11-16
Filing Date:
2015-11-18
Accepted Time:
2015-11-18 16:58:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575622 E.h. Dewhurst One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-16 1,232 $12.59 805 No 4 S Indirect By Falcon Seaboard Holdings, LLC
Common Stock Disposition 2015-11-16 2,368 $12.69 35,620 No 4 S Indirect BY FALCON SEABOARD INVESTMENT COMPANY, L.P.
Common Stock Disposition 2015-11-17 3,802 $12.85 31,818 No 4 S Indirect BY FALCON SEABOARD INVESTMENT COMPANY, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Falcon Seaboard Holdings, LLC
No 4 S Indirect BY FALCON SEABOARD INVESTMENT COMPANY, L.P.
No 4 S Indirect BY FALCON SEABOARD INVESTMENT COMPANY, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,000 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2015.
  2. The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.47 to $12.75, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The Reporting Person is Vice President-Finance, Treasurer and Authorized Representative of this entity.
  4. The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.49 to $12.84, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.74 to $12.97, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.