Filing Details

Accession Number:
0001214659-15-007873
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-18 16:48:42
Reporting Period:
2015-11-16
Filing Date:
2015-11-18
Accepted Time:
2015-11-18 16:48:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052054 Evolving Systems Inc EVOL Services-Computer Programming Services (7371) 841010843
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281212 Thaddeus Dupper C/o Evolving Systems, Inc.
9777 Pyramid Court, Suite 100
Englewood CO 80112
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-16 300 $1.00 225,456 No 4 M Direct
Common Stock Disposition 2015-11-16 300 $5.50 225,156 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-16 300 $0.00 300 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,200 2006-03-28 2015-12-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,000 Indirect By wife