Filing Details

Accession Number:
0001140361-15-042115
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-11-18 09:12:17
Reporting Period:
2015-11-13
Filing Date:
2015-11-18
Accepted Time:
2015-11-18 09:12:17
Original Submission Date:
2015-11-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
730708 Seacoast Banking Corp Of Florida SBCF State Commercial Banks (6022) 592260678
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091449 W John Rose C/O Capgen Capital Group Iii Lp
120 West 45Th Street, Suite 1010
New York NY 10036
Yes No Yes No
1228649 Robert Goldstein C/O Capgen Capital Group Iii Lp
120 West 45Th Street, Suite 1010
New York NY 10036
No No Yes No
1453863 Eugene Ludwig 120 West 45Th Street
Suite 1010
New York NY 10036
Yes No Yes No
1488107 Capgen Capital Group Iii Lp 120 West 45Th Street
Suite 1010
New York NY 10036
Yes No Yes No
1488108 Capgen Capital Group Iii Llc 120 West 45Th Street
Suite 1010
New York NY 10036
Yes No Yes No
1503574 P John Sullivan C/O Capgen Capital Group Iii Lp
120 West 45Th Street, Suite 1010
New York NY 10036
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Disposition 2015-11-13 500,000 $14.62 7,463,141 No 4 S Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share 52,985 Direct
Common Stock, Par Value $0.10 Per Share 12,437 Indirect See footnote.
Common Stock, Par Value $0.10 Per Share 9,950 Direct
Common Stock, Par Value $0.10 Per Share 49,373 Direct
Footnotes
  1. CapGen Capital Group III LP ("CapGen III") sold an aggregate of 500,000 shares of common stock, par value $0.10 per share ("Common Stock") of Seacoast Banking Corporation of Florida (the "Issuer") in a block trade at a price of $14.62 per share.
  2. CapGen Capital Group III LLC ("CapGen LLC") is the sole general partner of CapGen III. Mr. Eugene A. Ludwig is the managing member of CapGen LLC. As the sole general partner of CapGen III, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
  3. As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen Capital Group LLC, the general partner of CapGen III, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Sullivan may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Rose may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act.
  4. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaim that they are the beneficial owners of such shares, except to the extent of their pecuniary interests.
  5. Mr. Goldstein directly owns the shares reported in this row.
  6. The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority.
  7. Mr. Sullivan directly owns the shares reported in this row.
  8. Mr. Rose directly owns the shares reported in this row.