Filing Details

Accession Number:
0000899243-15-008297
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-17 16:57:21
Reporting Period:
2015-11-16
Filing Date:
2015-11-17
Accepted Time:
2015-11-17 16:57:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227500 Equity Bancshares Inc EQBK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1656868 K Wayne Goldstein 7701 E Kellogg Dr., Ste. 200
Wichita KS 67207
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2015-11-16 100,000 $22.50 326,788 No 4 S Indirect By Endicott Opportunity Partners III, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Endicott Opportunity Partners III, L.P.
Footnotes
  1. Consists of shares held by Endicott Opportunity Partners III, L.P. ("EOPIII"). Endicott Management Company is the investment manager to EOP III and consequently has the authority to vote and to dispose of the securities held by EOP III. W.R. Endicott III, L.L.C. ("WRE III"), is the general partner of EOP III and may be deemed to have beneficial ownership of, and share voting and dispositive power over, shares of securities held directly by EOP III. Mr. Goldstein is the Co-President and a shareholder of EMC and a managing member of WRE III and may be deemed to have beneficial ownership of, and share voting and dispositive over, securities held directly by EOP III. Mr. Goldstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.