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Home > Insider Trading > Filing (0001144204-15-066261)

Filing Details

Accession Number:: 0001144204-15-066261
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-17 08:56:06
Reporting Period:: 2015-11-16

Filing Date:: 2015-11-17
Accepted Time:: 2015-11-17 08:56:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1370755	Tcp Capital Corp.	TCPC	()	562594706

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1232347	Howard Levkowitz	C/O Tennenbaum Capital Partners, Llc 2951 28Th Street, Suite 1000 Santa Monica CA 90405	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-16	100	$15.15	5,100	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-11-16	798	$15.20	5,898	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-11-16	4,102	$15.27	10,000	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,000	Indirect	See footnote
Common Stock	124,347	Direct

Footnotes

Elayne Levkowitz IRA.
As UTMA custodian for minor children.