Filing Details

Accession Number:
0000899243-15-008161
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-16 11:00:09
Reporting Period:
2015-11-13
Filing Date:
2015-11-16
Accepted Time:
2015-11-16 11:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 462883380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498608 Michael Mauer C/O Cm Finance Inc
601 Lexington Ave, 26Th Floor
New York NY 10022
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-13 100 $11.38 92,599 No 4 P Direct
Common Stock Acquisiton 2015-11-13 1,027 $11.40 93,626 No 4 P Direct
Common Stock Acquisiton 2015-11-13 2 $11.20 93,628 No 4 P Direct
Common Stock Acquisiton 2015-11-13 200 $11.23 93,828 No 4 P Direct
Common Stock Acquisiton 2015-11-13 500 $11.24 94,328 No 4 P Direct
Common Stock Acquisiton 2015-11-13 200 $11.24 94,528 No 4 P Direct
Common Stock Acquisiton 2015-11-13 100 $11.24 94,628 No 4 P Direct
Common Stock Acquisiton 2015-11-13 100 $11.24 94,728 No 4 P Direct
Common Stock Acquisiton 2015-11-13 200 $11.25 94,928 No 4 P Direct
Common Stock Acquisiton 2015-11-13 200 $11.27 95,128 No 4 P Direct
Common Stock Acquisiton 2015-11-13 300 $11.28 95,428 No 4 P Direct
Common Stock Acquisiton 2015-11-13 100 $11.28 95,528 No 4 P Direct
Common Stock Acquisiton 2015-11-13 100 $11.28 95,628 No 4 P Direct
Common Stock Acquisiton 2015-11-13 452 $11.29 96,080 No 4 P Direct
Common Stock Acquisiton 2015-11-13 200 $11.32 96,280 No 4 P Direct
Common Stock Acquisiton 2015-11-13 100 $11.35 96,380 No 4 P Direct
Common Stock Acquisiton 2015-11-13 621 $11.37 97,001 No 4 P Direct
Common Stock Acquisiton 2015-11-13 200 $11.36 97,201 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 0.165 shares acquired under the CM Finance Inc dividend reinvestment plan.