Filing Details

Accession Number:
0001209191-15-080125
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 19:59:03
Reporting Period:
2015-11-13
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 19:59:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493566 Otonomy Inc. OTIC Pharmaceutical Preparations (2834) 262590070
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1616147 Allen David Weber C/O Otonomy, Inc.
6275 Nancy Ridge Drive, Suite 100
San Diego CA 92121
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-13 10,416 $1.76 10,955 No 4 M Direct
Common Stock Disposition 2015-11-13 10,416 $30.95 539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-13 10,416 $0.00 10,416 $1.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400,565 2023-12-20 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. An option to purchase 438,469 shares was granted on December 20, 2013 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option is subject to an early exercise provision pursuant to which 193,874 shares were immediately exercisable. One fourth of the total number of shares initially subject to the option vested on September 1, 2014 and one forty-eighth of the shares vest ratably thereafter.