Filing Details

Accession Number:
0001209191-15-080111
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 18:45:36
Reporting Period:
2015-11-13
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 18:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543643 Cu Bancorp CUNB National Commercial Banks (6021) 900779788
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626141 C David Holman C/O Cu Bancorp
15821 Ventura Blvd, Suite 100
Encino CA 91436
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-13 2,014 $7.59 148,818 No 4 M Direct
Common Stock Disposition 2015-11-13 2,014 $26.25 146,804 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2015-11-13 2,014 $0.00 56,095 $7.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,081 2016-06-21 No 4 M Direct
Footnotes
  1. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
  2. As of filing date, the stock option grant is 100% vested and immediately exercisable.