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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-11-13 17:34:02
Reporting Period:
Filing Date:
Accepted Time:
2015-11-13 17:34:02
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1175483 Newcastle Investment Corp NCT Real Estate Investment Trusts (6798) 810559116
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245522 M Kenneth Riis 1345 Avenue Of The Americas, 46 Fl
New York NY 10105
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-11 37,556 $4.64 156,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. Shares sold solely to generate proceeds to pay the withholding tax associated with the delivery of shares upon exercise of stock options reported on the reporting person's form filed on November 10, 2015.
  2. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.62 to $4.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.