Filing Details

Accession Number:
0000063296-15-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 14:03:24
Reporting Period:
2015-11-11
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 14:03:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
63296 Matthews International Corp MATW Nonferrous Foundries (Castings) (3360) 250644320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211967 F Paul Rahill President, Cremation Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-11-11 2,700 $0.00 50,871 No 4 A Direct
Class A Common Stock Disposition 2015-11-12 228 $57.02 50,871 No 4 F Direct
Class A Common Stock Acquisiton 2015-11-12 5,333 $37.29 50,871 No 4 M Direct
Class A Common Stock Disposition 2015-11-12 3,992 $57.02 50,871 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option Disposition 2015-11-12 5,333 $37.29 5,333 $37.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,667 2008-11-16 2015-11-16 No 4 M Direct
Footnotes
  1. Award of restricted stock under the Company's 2012 Equity Incentive Plan, subject to the agreement entered into under the Plan. In general, 50% of the shares vest on November 11, 2018, subject to continuing employment at that time; 25% of the shares vest in increments of one-third upon the stock price of the Company reaching 105%, 115% and 125% of the price of the Company's common stock on the date of the award for ten consecutive trading days, respectively; and 25% of the shares vest in increments of one-third upon the adjusted earnings per share of the Company reaching $3.25, $33.51 and $3.79; and in any event no earlier than one year from the date of the grant, subject to continuing employment at that time. Shares that do not achieve the stock price thresholds on or before November 11, 2020 will be forfeited. Shares that do not achieve the adjusted earnings per share thresholds on or before November 11, 2018 will be forfeited.
  2. Sale of shares to the registrant to cover tax withholdings on the vesting of restricted shares.
  3. Sale of shares to the registrant to cover the exercise price of employee stock options and the related tax withholdings upon stock option exercise.