Filing Details

Accession Number:
0001547522-15-000180
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 12:48:48
Reporting Period:
2015-11-11
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 12:48:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811641 Immucell Corp ICCC In Vitro & In Vivo Diagnostic Substances (2835) 010382980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1043218 E Jonathan Rothschild C/O Immucell Corporation
56 Evergreen Drive
Portland ME 04103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Disposition 2015-11-11 24,000 $0.00 500,636 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These 24,000 shares were distributed from the estate of Mr. Rothschild's parents to the two sisters of Mr. Rothschild, as to which Mr. Rothschild disclaims beneficial ownership. Mr. Rothschild is the executor of his parents' estate and now owns 19,255 shares from the estate directly, which are included in the 500,636 shares disclosed above in Table I, Column 5.
  2. This figure includes 221,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild.