Filing Details

Accession Number:
0001209191-15-079957
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 11:15:41
Reporting Period:
2015-11-10
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 11:15:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296668 A Loyd Warnock 1025 Laurel Oak Road
Voorhees NJ 08043
Svp, External Affairs, Comm. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-10 3,759 $46.45 11,672 No 4 M Direct
Common Stock Disposition 2015-11-10 3,759 $56.39 7,913 No 4 S Direct
Common Stock Disposition 2015-11-10 211 $56.41 7,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-10 3,759 $0.00 3,759 $46.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,514 2020-12-31 No 4 M Direct
Footnotes
  1. Includes 727 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan (including 211 shares that were inadvertently omitted from the reporting person's Form 4s filed on January 5, 2015 and February 19, 2015).
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.3865 to $56.40, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
  3. The option award granted on April 28, 2014, representing a right to purchase 12,273 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.