Filing Details

Accession Number:
0000899243-15-008090
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-13 06:05:37
Reporting Period:
2015-11-09
Filing Date:
2015-11-13
Accepted Time:
2015-11-13 06:05:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598665 Heritage Insurance Holdings Inc. HRTG Fire, Marine & Casualty Insurance (6331) 455338504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607787 Paul Neilson C/O Heritage Insurance Holdings, Inc.
2600 Mccormick Drive Suite 300
Clearwater FL 33759
Vice President Of Claims No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-09 787 $16.89 8,437 No 4 M Direct
Common Stock Disposition 2015-11-09 787 $24.04 7,650 No 4 S Direct
Common Stock Acquisiton 2015-11-10 20,000 $16.89 27,650 No 4 M Direct
Common Stock Disposition 2015-11-10 20,000 $23.60 7,650 No 4 S Direct
Common Stock Acquisiton 2015-11-11 4,213 $16.89 11,863 No 4 M Direct
Common Stock Acquisiton 2015-11-11 5,000 $14.02 16,863 No 4 M Direct
Common Stock Disposition 2015-11-11 9,213 $23.61 7,650 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2015-11-09 787 $0.00 787 $16.89
Common Stock Stock Option (Right to Buy) Acquisiton 2015-11-10 20,000 $0.00 20,000 $16.89
Common Stock Stock Option (Right to Buy) Acquisiton 2015-11-11 4,213 $0.00 4,213 $16.89
Common Stock Stock Option (Right to Buy) Acquisiton 2015-11-11 5,000 $0.00 5,000 $14.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,213 2017-12-02 No 4 M Direct
4,213 2017-12-02 No 4 M Direct
0 2017-12-02 No 4 M Direct
0 2015-03-15 2017-09-24 No 4 M Direct
Footnotes
  1. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $23.55 and $23.67 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  2. Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vested on April 30, 2015.