Filing Details
- Accession Number:
- 0000899243-15-008089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-13 06:04:42
- Reporting Period:
- 2015-11-09
- Filing Date:
- 2015-11-13
- Accepted Time:
- 2015-11-13 06:04:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607776 | J Ernie Garateix | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-09 | 788 | $14.02 | 166,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 788 | $24.04 | 165,455 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-11-09 | 788 | $0.00 | 788 | $16.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 99,212 | 2017-12-02 | No | 4 | M | Direct |
Footnotes
- Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vested on April 30, 2015.
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