Filing Details

Accession Number:
0001571049-15-009177
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-12 16:25:30
Reporting Period:
2015-11-11
Filing Date:
2015-11-12
Accepted Time:
2015-11-12 16:25:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273801 Northstar Realty Finance Corp. NRF Real Estate Investment Trusts (6798) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1139257 T David Hamamoto C/O Northstar Realty Finance Corp.
399 Park Avenue, 18Th Floor
New York NY 10022
Executive Chairman Of Nsam Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-11 37,700 $19.15 328,272 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 125,000 Indirect By The David T. Hamamoto GRAT I-2014-NRF
Common Stock 3,261 Indirect By DTH Investment Holdings LLC
Footnotes
  1. Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $19.06 to $19.33, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Realty Finance Corp. (the "Company") or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Reflects 1-for-2 reverse stock split that occurred on November 1, 2015.
  3. Excludes: (i) 516,711 LTIP Units; and (ii) 348,038 shares of the Company's common stock (or LTIP Units, to the extent available) to be issued to the extent performance conditions are met on restricted stock units. "LTIP Units" are units of limited partnership interest structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), the Company's operating partnership. Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit in NRFLP, which may then be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock.