Filing Details

Accession Number:
0000921895-15-002441
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-12 14:22:34
Reporting Period:
2015-11-09
Filing Date:
2015-11-12
Accepted Time:
2015-11-12 14:22:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316898 Jamba Inc. JMBA Retail-Eating & Drinking Places (5810) 202122262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559771 Engaged Capital Llc 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No Yes No
1559850 Engaged Capital Ii Lp 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No No Yes
1559851 Engaged Capital I Lp 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No No Yes
1559940 Ltd Offshore I Capital Engaged 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No No Yes
1580760 Engaged Capital Master Feeder I, Lp Cricket Square, Hutchins Drive
P.o. Box 2681
Grand Cayman E9 KY1-1111
No No No Yes
1580761 Engaged Capital Master Feeder Ii, Lp Cricket Square, Hutchins Drive
P.o. Box 2681
Grand Cayman E9 KY1-1111
No No No Yes
1580769 Engaged Capital Holdings, Llc 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No Yes No
1580771 W. Glenn Welling C/O Engaged Capital, Llc
610 Newport Center Dr. Suite 250
Newport Beach CA 92660
Yes No Yes No
1619827 Engaged Capital Ii Offshore, Ltd. 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-11-09 15,768 $14.47 1,197,547 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-11-10 13,181 $13.75 1,210,728 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 620,039 Indirect By: Engaged Capital Master Feeder I, LP
Common Stock, Par Value $0.001 Per Share 5,851 Direct
Footnotes
  1. This Form 4 is filed jointly by Engaged Capital Master Feeder I, LP ("Engaged Capital Master I"), Engaged Capital Master Feeder II, LP ("Engaged Capital Master II"), Engaged Capital I, LP ("Engaged Capital I"), Engaged Capital I Offshore, Ltd. ("Engaged Capital Offshore"), Engaged Capital II, LP ("Engaged Capital II"), Engaged Capital II Offshore Ltd. ("Engaged Capital Offshore II"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Welling is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
  2. The number of securities reported in this column includes 2,000 restricted stock units held by Mr. Welling as of the date of this filing.
  3. Shares owned directly by Engaged Capital Master II. As feeder funds of Engaged Capital Master II, each of Engaged Capital II and Engaged Capital Offshore II may be deemed to beneficially own the shares owned directly by Engaged Capital Master II. As the general partner and investment advisor of Engaged Capital Master II, Engaged Capital may be deemed to beneficially own the shares owned directly by Engaged Capital Master II. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II. Mr. Welling, as the founder and Chief Investment Officer ("CIO") of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II.
  4. Shares owned directly by Engaged Capital Master I. As feeder funds of Engaged Capital Master I, each of Engaged Capital I and Engaged Capital Offshore may be deemed to beneficially own the shares owned directly by Engaged Capital Master I. As the general partner and investment advisor of Engaged Capital Master I, Engaged Capital may be deemed to beneficially own the shares owned directly by Engaged Capital Master I. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I. Mr. Welling, as the founder and CIO of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I.
  5. Purchase effected pursuant to a Rule 10b5-1 trading plan adopted on September 8, 2015.