Filing Details
- Accession Number:
- 0001059142-15-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-12 08:04:42
- Reporting Period:
- 2015-11-10
- Filing Date:
- 2015-11-12
- Accepted Time:
- 2015-11-12 08:04:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059142 | America First Multifamily Investors L.p. | ATAX | Finance Services (6199) | 470810385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243164 | Walling Gail Yanney | 1004 Farnam Street Suite 400 Omaha NE 68102 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Beneficial Unit Certificates | Disposition | 2015-11-10 | 19,000 | $5.35 | 28,167 | No | 4 | S | Indirect | By Self Emp Retirement Plan & Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Self Emp Retirement Plan & Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Beneficial Unit Certificates | 464,992 | Indirect | By The Burlington Capital Group, LLC |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Burlington Capital Group, LLC, the general partner of the general partner of America First Multifamily Investors L.P. The reporting person has a beneficial ownership interest in, and is a director of the Burlington Capital Group, LLC and is deemed to have a pecuniary interest in the Beneficial Unit Certificates due to her ownership interest in The Burlington Capital Group, LLC.
Billionaire Hedge Funds
