Filing Details

Accession Number:
0001437749-15-020413
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-10 17:32:16
Reporting Period:
2015-11-06
Filing Date:
2015-11-10
Accepted Time:
2015-11-10 17:32:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811212 Cesca Therapeutics Inc. KOOL Laboratory Apparatus & Furniture (3821) 943018487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600387 Kenneth Harris C/O Mcdermott Will &Amp; Emery
2049 Century Park East, 38Th Floor
Los Angeles CA 90067-3218
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-06 30,190 $0.60 4,541,078 No 4 S Direct
Common Stock Disposition 2015-11-09 48,468 $0.60 4,492,610 No 4 S Direct
Common Stock Disposition 2015-11-10 2,200 $0.60 4,490,410 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2015.
  2. Also includes 33,333 shares of restricted stock which will vest on February 18, 2016 and 2017.