Filing Details

Accession Number:
0001108426-15-000128
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-10 16:37:30
Reporting Period:
2015-11-10
Filing Date:
2015-11-10
Accepted Time:
2015-11-10 16:37:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199548 W Bruce Wilkinson 715 Hunters Grove Lane
Houston TX 77024
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-10 10,000 $27.88 33,301 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 1,000 1,000 Direct
Common Stock Restricted Stock Rights $0.00 5,301 5,301 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,000 1,000 Direct
5,301 5,301 Direct
Footnotes
  1. Based on the closing price on the date of the grant.
  2. Stock Options were awarded on multiple dates. The exercise price associated with each stock option award was based on the closing price of PNM Resources, Inc. common stock on the date of the grant.
  3. The options expire 10 years from grant date.
  4. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  5. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).