Filing Details

Accession Number:
0001179110-15-014694
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-10 16:04:36
Reporting Period:
2015-11-10
Filing Date:
2015-11-10
Accepted Time:
2015-11-10 16:04:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1140098 Ocata Therapeutics Inc. OCAT Pharmaceutical Preparations (2834) 870656515
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317093 Robert Lanza 33 Locke Dr.
C/O Ocata Therapeutics, Inc.
Marlborough MA 01752
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-10 15,000 $8.25 216,509 No 4 S Direct
Common Stock Disposition 2015-11-10 10,000 $8.36 206,509 No 4 S Direct
Common Stock Disposition 2015-11-10 10,000 $8.36 196,509 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares sold pursuant to a 10b5-1 Plan.