Filing Details

Accession Number:
0000891839-15-000129
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-09 16:16:20
Reporting Period:
2015-11-05
Filing Date:
2015-11-09
Accepted Time:
2015-11-09 16:16:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285969 Jeff Clarke Eastman Kodak Company
343 State Street
Rochester NY 14650
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-05 10,000 $13.93 49,356 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2017-03-12 73,531 73,531 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $27.20 2021-03-11 114,943 144,943 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $18.46 2022-03-11 152,207 152,207 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-12 73,531 73,531 Direct
2021-03-11 114,943 144,943 Direct
2022-03-11 152,207 152,207 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.79 to $14.00, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
  2. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/12/14 grant date.
  3. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/14 grant date.
  4. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/15 grant date.