Filing Details

Accession Number:
0001019687-15-003955
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-09 14:26:05
Reporting Period:
2015-11-03
Filing Date:
2015-11-09
Accepted Time:
2015-11-09 14:26:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1355848 Genius Brands International Inc. GNUS Services-Motion Picture & Video Tape Production (7812) 204118216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591978 A Andrew Heyward 301 N. Canon Drive
Suite 305
Beverly Hills CA 90210
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value, $0.001 Per Share Acquisiton 2015-11-03 500,000 $0.00 522,836 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock Acquisiton 2015-11-03 500,000 $0.00 500,000 $1.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,000 2015-11-03 2020-11-03 No 4 P Direct
Footnotes
  1. The Reporting Person purchased 500,000 shares of the Issuer's common stock and warrants to purchase 500,000 shares of the Issuer's common stock at an exercise price of $1.10 for an aggregate purchase price of $500,000 in the Issuer's private placement. The Reporting Person may not exercise the warrant to the extent such exercise would cause the Reporting Person to hold in excess of 4.99% of the Issuer's common stock after such exercise and the Reporting Person's ownership will be limited accordingly.