Filing Details

Accession Number:
0001127602-15-030682
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-06 18:52:56
Reporting Period:
2015-11-05
Filing Date:
2015-11-06
Accepted Time:
2015-11-06 18:52:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701347 Central Pacific Financial Corp CPF State Commercial Banks (6022) 990212597
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491133 C John Dean 220 S. King St
Honolulu HI 96813
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-05 1,000 $23.15 2,188 No 4 S Indirect SCV Management Co, LLC
Common Stock Disposition 2015-11-05 1,000 $23.24 1,188 No 4 S Indirect SCV Management Co, LLC
Common Stock Disposition 2015-11-05 1,188 $23.25 0 No 4 S Indirect SCV Management Co, LLC
Common Stock Disposition 2015-11-05 4,627 $23.00 0 No 4 S Indirect Startup Capital Ventures, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect SCV Management Co, LLC
No 4 S Indirect SCV Management Co, LLC
No 4 S Indirect SCV Management Co, LLC
No 4 S Indirect Startup Capital Ventures, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect MSSB C/F John C. Dean Roth Converted IRA 112-156064-086
Common Stock 8,122 Direct
Common Stock 2,706 Direct
Common Stock 98,146 Indirect The John C Dean Rev Trust
Common Stock 9,883 Direct
Common Stock 4,706 Direct
Footnotes
  1. These shares were sold by Startup Capital Ventures, Management Co, LLC (the "Company"). Mr. Dean had an interest in the shares owned by the Company. Mr. Dean disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. These shares were sold by Startup Capital Ventures, LP (the "Partnership"). Mr. Dean had an interest in the shares owned by the Partnership. Mr. Dean disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  3. RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
  4. RSUs time-based; granted 2/17/15
  5. RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
  6. RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.