Filing Details

Accession Number:
0001490660-15-000151
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-06 18:03:51
Reporting Period:
2015-11-05
Filing Date:
2015-11-06
Accepted Time:
2015-11-06 18:03:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490660 Marketo Inc. MKTO Services-Prepackaged Software (7372) 562558241
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200465 M Phillip Fernandez 901 Mariners Island Blvd
San Mateo CA 94404
President, Ceo & Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-05 6,000 $4.56 138,220 No 4 M Direct
Common Stock Disposition 2015-11-05 6,000 $29.43 132,220 No 4 S Direct
Common Stock Acquisiton 2015-11-06 6,000 $4.56 138,220 No 4 M Direct
Common Stock Disposition 2015-11-06 5,800 $30.29 132,420 No 4 S Direct
Common Stock Disposition 2015-11-06 200 $30.78 132,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-11-05 6,000 $0.00 6,000 $4.56
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-11-06 6,000 $0.00 6,000 $4.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
466,000 2022-04-30 No 4 M Direct
460,000 2022-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 310,214 Indirect by Trust
Common Stock 11,270 Indirect by Trust2
Footnotes
  1. The shares were sold pursuant to Mr. Fernandez's 10b5-1 Plan entered into on August 27, 2014.
  2. This transaction was executed in multiple trades at prices ranging from $29.12 to $29.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $29.73 to $30.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee.
  5. The shares are held directly by the Fernandez-Sternbergh Joint Revocable Trust dated January 10, 2014 for which the reporting person serves as trustee.
  6. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 1, 2013 and one forty-eighth of the shares vest monthly thereafter.