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Home > Insider Trading > Filing (0001104659-15-076617)

Filing Details

Accession Number:: 0001104659-15-076617
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-06 13:59:20
Reporting Period:: 2015-11-05

Filing Date:: 2015-11-06
Accepted Time:: 2015-11-06 13:59:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270436	Institutional Financial Markets Inc.	IFMI	Security Brokers, Dealers & Flotation Companies (6211)	161685692

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1386363	Christopher Ricciardi	51 Shellbark Lane Briarcliff Manor NY 10510		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2015-11-05	82,000	$2.00	94,403	No	4	P	Direct
Common Stock, Par Value $0.001	Acquisiton	2015-11-05	80,300	$2.00	174,703	No	4	P	Direct
Common Stock, Par Value $0.001	Acquisiton	2015-11-05	56,500	$2.00	231,203	No	4	P	Direct
Common Stock, Par Value $0.001	Acquisiton	2015-11-06	31,200	$2.00	262,403	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct