Filing Details

Accession Number:
0001185185-15-002779
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-05 16:15:30
Reporting Period:
2015-11-03
Filing Date:
2015-11-05
Accepted Time:
2015-11-05 16:15:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1112920 Globalscape Inc GSB Services-Prepackaged Software (7372) 742785449
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1176001 W Thomas Brown 4500 Lockhill Selma, Suite 150
San Antonio TX 78249
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-03 9,400 $4.21 5,571,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $2.00 2008-06-05 2018-06-05 20,000 60,000 Direct
Common Stock Stock Option (right to buy) $3.10 2007-06-01 2017-06-01 20,000 60,000 Direct
Common Stock Stock Option (right to buy) $2.80 2006-12-19 2016-12-19 20,000 60,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-05 20,000 60,000 Direct
2017-06-01 20,000 60,000 Direct
2016-12-19 20,000 60,000 Direct
Footnotes
  1. Unexercised option to purchase common stock.