Filing Details

Accession Number:
0001227025-15-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 18:22:03
Reporting Period:
2015-11-03
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 18:22:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 943253730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286373 Ray Wallin 2911 Zanker Rd
San Jose CA 95134
Svp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-03 11,628 $9.00 18,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.